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Compliance Lead – Prediction Markets

  • Remote
    • New York, New York, United States
  • Legal & Compliance

Job description

High Roller Technologies is looking for an experienced Compliance Lead – Prediction Markets to support our growing US prediction markets business.

This is a hands-on role working closely with Legal, Product, Marketing, Operations and senior leadership to manage our day-to-day compliance requirements and ensure we continue to meet applicable CFTC and NFA obligations as the business grows.

This is a fully remote position, open to candidates based anywhere in the United States.

What You’ll Do

  • Manage the day-to-day compliance program for our US prediction markets business.

  • Review and approve marketing and promotional materials across internal teams, partners and affiliates.

  • Manage employee and Board compliance training, including AML, prediction markets, new hire and annual refresher training.

  • Coordinate annual AML audits, regulatory audits and examinations, including those required by the NFA or other applicable regulatory bodies.

  • Maintain the compliance calendar, compliance manual and regulatory records.

  • Review and update internal policies, procedures, Terms & Conditions and other regulatory documentation.

  • Assist with NFA/CFTC filings, applications and ongoing regulatory submissions, including other potential prediction market applications or registrations the Company may pursue.

  • Support the maintenance of existing regulatory registrations and associated compliance requirements.

  • Support compliance requirements for new products, features and event contracts.

  • Monitor relevant regulatory developments and work with internal teams to implement required changes.

Job requirements

What You’ll Bring

  • 5+ years of compliance experience within financial services, derivatives, futures, prediction markets or another relevant regulated environment.

  • Strong working knowledge of CFTC and NFA requirements.

  • Experience with regulatory filings, audits, examinations and compliance policies.

  • Strong organisational skills with the ability to manage multiple regulatory deadlines and priorities.

  • A practical, hands-on approach and the ability to work independently in a fast-moving environment.

  • Excellent written and verbal communication skills.

  • Experience within prediction markets or another CFTC/NFA-regulated business is highly desirable.

A law degree or bar admission is not required.

What We Offer

  • Competitive health and welfare benefits

  • 401(k) retirement plan with company match

  • Flexible vacation policy

  • Home office setup reimbursement

  • Access to mental health support

or

Remote
  • New York, New York, United States
Legal & Compliance